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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | O'FAllon | IL | 08/2023 | Present |
| Divorce Dollars And Sense | Swansea | IL | 07/2020 | 06/2023 |
| Greensfelder, Hemker, & Gale Pc | St. Louis | MO | 03/2020 | 07/2020 |
| Mgm Law Firm | Ofallon | IL | 10/2019 | 03/2020 |
| Charming Charlie | Fairview Heights | IL | 11/2015 | 10/2019 |
| Paszkiewicz Court Reporting | Maryville | IL | 08/2017 | 08/2018 |
| Quest Records Llc | Swansea | IL | 09/2016 | 08/2017 |
| Ascent Llc | Maryland Heights | MO | 02/2015 | 09/2016 |
1) 08/24/2023 - Investment Related - Notary - At Reported Business Location(s) - Start Date:06/13/2023 - 0 Hrs/Mth - 0 Hrs During Trading. 2) 08/24/2023 - Resource One Advisors, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date:06/20/2023 - 0 Hrs/Mth - 0 Hrs During Trading. 3) 08/01/2025 - Gateway Financial Resources - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:07/31/2025 - 0 Hrs/Mth - 0 Hrs During Trading. 4) 12/22/2025 - Haven by Clark - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) -Start Date 12/10/2025 - 20 hours per month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-08 |
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