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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-04-11
TX RA APPROVED 2022-04-11
  • CT RA
    APPROVED
    Since 2022-04-11
  • TX RA
    APPROVED
    Since 2022-04-11

Branch Locations

53 State Street Suite 3600, Boston, MA 02109-1875 • United States

Boston, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Boston MA 08/2021 Present
Ruffalo Noel Levitz Amherst MA 03/2021 06/2021
University Of Massachusetts Amherst Amherst MA 09/2018 06/2021
The Colony Group Boston MA 06/2020 08/2020
Silver Fern Landscaping Norwell MA 06/2021 08/2021
Lowes Pembroke MA 12/2020 01/2021
Weathervane Golf Club Hingham MA 04/2016 08/2021
Norwell Public Schools Norwell MA 09/2010 06/2017
United Rentals Boston MA 05/2019 08/2019
  • 08/2021 → Present
    Boston, MA
  • 03/2021 → 06/2021
    Ruffalo Noel Levitz
    Amherst, MA
  • 09/2018 → 06/2021
    University Of Massachusetts Amherst
    Amherst, MA
  • 06/2020 → 08/2020
    The Colony Group
    Boston, MA
  • 06/2021 → 08/2021
    Silver Fern Landscaping
    Norwell, MA
  • 12/2020 → 01/2021
    Lowes
    Pembroke, MA
  • 04/2016 → 08/2021
    Weathervane Golf Club
    Hingham, MA
  • 09/2010 → 06/2017
    Norwell Public Schools
    Norwell, MA
  • 05/2019 → 08/2019
    United Rentals
    Boston, MA
Other Businesses

NAME OF ENTITY: Capers Catering ADDRESS: 30 Pine Street Stoneham, MA 02180 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Catering CAPACITY: Employee START DATE: 11.03.22 DUTIES: Serving food to guests PER MONTH: 5; SECURITIES HOURS: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-08
  • S66 Uniform Combined State Law Examination
    2022-04-08

View on SEC IAPD

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