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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-11-03 |
| TX | RA | APPROVED_RES | 2023-11-03 |
Branch Locations
14300 S. Ravinia Ave Ste 200, Orland Park, IL 60462 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
14300 S. Ravinia Ave Ste 200, Orland Park, IL 60462 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Orland Park | IL | 10/2012 | 11/2023 |
| Lpl Financial Llc | Orland Park | IL | 11/2023 | Present |
1) 11/03/2023 - PWA, LLC / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - Start Date:11/03/2023 - 160 Hrs/Mth - 8 Hrs During Trading. 2) 11/03/2023 - Professional Wealth Advisors LLC / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) -Start Date:11/03/2023 - 160 Hrs/Mth - 8 Hrs During Trading. 3)11/03/2023 - PWA FS / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) -Start Date:11/03/2023 - 160 Hrs/Mth - 8 Hrs During Trading. 4) 11/03/2023 - Professional Wealth Advisors Insurance Services / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent - Start Date:11/03/2023 5) 01/10/2024 - Koleno Financial LLC - Non-Investment Related - At reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started: 11/3/2023 - 0 Hrs/Mo. 6) 01/29/2024 - Partnerland LLC - Non-Inv Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started: 1/1/2024 - 2 Hrs/Mo During trading. 7) 06/24/2025 - Genesis Wealth LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:07/01/2025 - 150 Hrs/Mth - 6 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-12 |
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