Chase David Shellberg

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-01-10
CO	RA	APPROVED	2022-02-22

TX RA
APPROVED

Since 2024-01-10
CO RA
APPROVED

Since 2022-02-22

Branch Locations

365 W 2Nd Street, Wray, CO 80758 • United States

420 E 8Th Ave, Yuma, CO 80759 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of Colorado	Yuma	CO	06/2015	08/2021
Raymond James Financial Services, Inc	Yuma	CO	08/2021	Present
Bank Of Colorado	Windsor	CO	08/2021	Present
Bank Of Colorado Investment Services	Windsor	CO	08/2021	Present
Raymond James Financial Services Advisors, Inc	Yuma	CO	02/2022	Present
Bank Of Colorado	Yuma	CO	08/2021	Present
Bank Of Colorado Investment Services / Raymond James	Yuma	CO	08/2021	Present
Bank Of Colorado	Yuma	CO	08/2021	Present

06/2015 → 08/2021

Bank Of Colorado

Yuma, CO
08/2021 → Present

Raymond James Financial Services, Inc

Yuma, CO
08/2021 → Present

Bank Of Colorado

Windsor, CO
08/2021 → Present

Bank Of Colorado Investment Services

Windsor, CO
02/2022 → Present

Raymond James Financial Services Advisors, Inc

Yuma, CO
08/2021 → Present

Bank Of Colorado

Yuma, CO
08/2021 → Present

Bank Of Colorado Investment Services / Raymond James

Yuma, CO
08/2021 → Present

Bank Of Colorado

Yuma, CO

Other Businesses

(1)Name of Business: Address: 420 E 8th Ave, Yuma, CO, 80759, United States Activity Type: Non profit Position/Title: Subcommittee Member Investment Related: Yes Start Date: 03/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Finance committee member (2)Name of Business: Bank of Colorado Address: 420 E 8th Ave, Yuma, CO, 80759, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 08/15/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor at the bank through RJFS (3)Name of Business: Bank of Colorado Investment Services / Raymond James Address: 420 E 8th Ave, Yuma, CO, 80759, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/15/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Employee

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-02-10

S66 Uniform Combined State Law Examination

2022-02-10