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14600 Branch St., Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-01-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wealthcare Partners | Indianapolis | IN | 07/2021 | 01/2023 |
| Alter Domus | Indianapolis | IN | 02/2017 | 02/2021 |
| Guggenheim Partners | Chicago | IL | 12/2012 | 02/2017 |
| Unemployed | Carmel | IN | 02/2021 | 07/2021 |
| Cetera Advisor Networks | El Segundo | CA | 08/2021 | 05/2022 |
| Cetera Wealth Services, Llc | El Segundo | CA | 05/2022 | Present |
| Cwm, Llc | Omaha | NE | 01/2023 | Present |
| Wealthcare Partners | Indianapolis | IN | 01/2023 | Present |
1. NAME OF OTHER BUSINESS: WEALTHCARE PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 7/2021 POSITION/TITLE/RELATIONSHIP: SENIOR RELATIONSHIP MANAGER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: OPERATIONAL SUPPORT TO LEAD ADVISORS; 2. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP PARTNERS - CRD # 155344, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING AND ADDITIONAL ADVISORY SERVICES, POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE, START DATE: 01/2023, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISOR PROVIDING ADVISORY SERVICES TO ITS CLIENTS, INCLUDING DISCRETIONARY INVESTMENT MANAGEMENT AND FINANCIAL GUIDANCE;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-10 |
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