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Justin Arthur Roski

Cwm, LLC

Omaha, NE

Indianapolis, IN

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Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-01-10
  • IN RA
    APPROVED
    Since 2023-01-10

Branch Locations

14600 Branch St., Omaha, NE 68154 • United States

9201 Rockville Road, Indianapolis, IN 46234 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealthcare Partners Indianapolis IN 07/2021 01/2023
Alter Domus Indianapolis IN 02/2017 02/2021
Guggenheim Partners Chicago IL 12/2012 02/2017
Unemployed Carmel IN 02/2021 07/2021
Cetera Advisor Networks El Segundo CA 08/2021 05/2022
Cetera Wealth Services, Llc El Segundo CA 05/2022 Present
Cwm, Llc Omaha NE 01/2023 Present
Wealthcare Partners Indianapolis IN 01/2023 Present
  • 07/2021 → 01/2023
    Wealthcare Partners
    Indianapolis, IN
  • 02/2017 → 02/2021
    Alter Domus
    Indianapolis, IN
  • 12/2012 → 02/2017
    Guggenheim Partners
    Chicago, IL
  • 02/2021 → 07/2021
    Unemployed
    Carmel, IN
  • 08/2021 → 05/2022
    Cetera Advisor Networks
    El Segundo, CA
  • 05/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2023 → Present
    Omaha, NE
  • 01/2023 → Present
    Wealthcare Partners
    Indianapolis, IN
Other Businesses

1. NAME OF OTHER BUSINESS: WEALTHCARE PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 7/2021 POSITION/TITLE/RELATIONSHIP: SENIOR RELATIONSHIP MANAGER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: OPERATIONAL SUPPORT TO LEAD ADVISORS; 2. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP PARTNERS - CRD # 155344, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING AND ADDITIONAL ADVISORY SERVICES, POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE, START DATE: 01/2023, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISOR PROVIDING ADVISORY SERVICES TO ITS CLIENTS, INCLUDING DISCRETIONARY INVESTMENT MANAGEMENT AND FINANCIAL GUIDANCE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-10
  • S66 Uniform Combined State Law Examination
    2022-09-10
Other Names
  • Justin Roski

View on SEC IAPD

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