Kim Nikki Shechtman

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-11-24

FL RA
APPROVED

Since 2021-11-24

Branch Locations

Miami, FL • United States

2333 Ponce De Leon Blvd. Suite 500, Coral Gables, FL 33134 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James And Associates, Inc	Coral Gables	FL	08/2021	Present
Self-Employed	New York	NY	01/2018	08/2021
Thrive Global	New York	NY	02/2017	12/2017
Mildstorm Llc (Office Of Dambisa Moyo)	New York	NY	04/2015	12/2016

08/2021 → Present

Raymond James And Associates, Inc

Coral Gables, FL
01/2018 → 08/2021

Self-Employed

New York, NY
02/2017 → 12/2017

Thrive Global

New York, NY
04/2015 → 12/2016

Mildstorm Llc (Office Of Dambisa Moyo)

New York, NY

Other Businesses

(1) Name of Business: Hugh R Lamle Foundation Address: 40 East End Ave Apt 3A, New York, NY, 10028, United States Activity Type: Non profit Position/Title: Board Member, Director, Officer - Secretary Investment Related: Yes Start Date: 11/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will serve as Secretary of the foundation. This is a private family foundation (run by my mother).

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-11-22

S66 Uniform Combined State Law Examination

2021-11-22