Amy Shaun Bennett

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-07-29

NC RA
APPROVED

Since 2026-07-29

Branch Locations

343 East Six Forks Rd Ste 100, Raleigh, NC 27609 • United States

343 East Six Forks Road Suite 100, Raleigh, NC 27609 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fsc	Raleigh	NC	07/2023	11/2023
Steward Wealth Strategies	Raleigh	NC	08/2021	Present
Unemployed	Raleigh	NC	07/2019	08/2021
Cox Automotive, Inc.	Atlanta	GA	08/2016	06/2019
Osaic Wealth, Inc.	Raleigh	NC	11/2023	07/2026
Lpl Financial Llc	Raleigh	NC	07/2026	Present

07/2023 → 11/2023

Fsc

Raleigh, NC
08/2021 → Present

Steward Wealth Strategies

Raleigh, NC
07/2019 → 08/2021

Unemployed

Raleigh, NC
08/2016 → 06/2019

Cox Automotive, Inc.

Atlanta, GA
11/2023 → 07/2026

Osaic Wealth, Inc.

Raleigh, NC
07/2026 → Present

Lpl Financial Llc

Raleigh, NC

Previous Registrations

2026-02-09 → 2026-07-31

Osaic Wealth, Inc.

Raleigh, NC

Other Businesses

1. 07/2026 - Steward Wealth Strategies - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 130 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 7/28/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-02-09

S66 Uniform Combined State Law Examination

2026-02-09

View on SEC IAPD