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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-05
LA RA APPROVED 2024-09-17
  • TX RA
    APPROVED
    Since 2024-12-05
  • LA RA
    APPROVED
    Since 2024-09-17

Branch Locations

Shreveport, LA • United States

6105 Line Ave Ste 100, Shreveport, LA 71106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Shreveport LA 08/2021 Present
Kroger Grocery Co Shreveport LA 09/2012 07/2021
Other Businesses

Outside Employment; Lapis Enterprises Inc; Trade Desk; Legal entity for our Ameriprise Team Practice.; 6105 Line Ave , Suite 100, Shreveport, LA, 71106; Investment-Related; 08/02/2021; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-21
  • S66 Uniform Combined State Law Examination
    2024-08-21

View on SEC IAPD

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