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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-17 |
| NY | RA | APPROVED | 2025-11-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Global X Management Company Llc | Newark | NJ | 09/2023 | 04/2025 |
| Wells Fargo Advisors | Westport | CT | 08/2021 | 09/2021 |
| Goodsport Inc. | Greenwich | CT | 06/2021 | 08/2021 |
| Waccabuc Country Club | Waccabuc | NY | 05/2020 | 08/2020 |
| Evaritos Mexican Kitchen And Bar | Norwalk | CT | 05/2019 | 08/2019 |
| Wilton Sport And Fitness | Wilton | CT | 07/2017 | 08/2017 |
| Penn State University | University Park | PA | 08/2021 | 05/2022 |
| Bedford Hall Craft Kitchen And Bar | Stamford | CT | 06/2022 | 08/2023 |
| Penn State University | University Park | CO | 08/2020 | 05/2021 |
| Penn State University | University Park | PA | 08/2019 | 05/2020 |
| Wilton High School | Wilton | CT | 08/2017 | 06/2018 |
| Pennsylvania State University | University Park | PA | 08/2018 | 05/2019 |
| School | Wilton | CT | 09/2013 | 07/2017 |
| Foreside Fund Services, Llc | Newark | NJ | 10/2023 | 04/2025 |
| Wells Fargo Clearing Services, Llc | New York | NY | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-15 |
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