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Stephany Omote Swisher

Ubs Financial Services Inc.

San Francisco, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-02-27
  • CA RA
    APPROVED
    Since 2023-02-27

Branch Locations

555 California Street 32Nd Floor, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mitek Systems San Diego CA 07/2020 09/2020
Ubs Financial Services San Francisco CA 08/2021 12/2021
Hamilton Zanze Real Estate Investments San Francisco CA 02/2022 05/2022
Ubs Financial Services San Francisco CA 06/2022 Present
Target San Francisco CA 10/2019 03/2020
Unemployed San Francisco CA 03/2020 07/2020
Unemployed San Francisco CA 09/2020 08/2021
Unemployed San Diego CA 01/2011 10/2019
  • 07/2020 → 09/2020
    Mitek Systems
    San Diego, CA
  • 08/2021 → 12/2021
    Ubs Financial Services
    San Francisco, CA
  • 02/2022 → 05/2022
    Hamilton Zanze Real Estate Investments
    San Francisco, CA
  • 06/2022 → Present
    Ubs Financial Services
    San Francisco, CA
  • 10/2019 → 03/2020
    Target
    San Francisco, CA
  • 03/2020 → 07/2020
    Unemployed
    San Francisco, CA
  • 09/2020 → 08/2021
    Unemployed
    San Francisco, CA
  • 01/2011 → 10/2019
    Unemployed
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-11
  • S66 Uniform Combined State Law Examination
    2023-02-11

View on SEC IAPD

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