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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2013-10-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Bank (Fl) | Wake Forest | NC | 10/2013 | 12/2017 |
| Lpl Financial Llc | Wake Forest | NC | 10/2013 | Present |
(1) 05/13/2022 - No Business Name - Not Investment Related - 4301 Lake Boone Trail Raleigh, NC 27607- Other-Massage Therapist - Start Date: 05/16/2022 - 10 Hours Per Month/0 Hours During Securities Trading. (2) 06/24/2022 - Consultative Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 07/01/2022 - 160 Hours Per Month/ 130 Hours During Securities Trading. (3) 11/18/2022 - Hand and Stone Massage and Facial Spa - Not Investment Related - 3612 rogers branch rd suite 109 Wake Forest, NC 27587 - Outside/W-2 Employment - Massage Therapist - Start Date - 11/02/2022 - 10 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-06 |
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