Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-15
CT RA APPROVED 2023-10-10
  • TX RA
    APPROVED_RES
    Since 2023-12-15
  • CT RA
    APPROVED
    Since 2023-10-10

Branch Locations

Somerville, MA • United States

100 Federal St, Boston, MA 02110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Smb Financial Strategies Llc Burlington MA 08/2021 02/2023
Coldwell Banker Cambridge MA 07/2021 08/2023
Luminainfinite.cOm Somerville MA 08/2018 09/2021
Wildflower Schools Cambridge MA 09/2014 08/2018
Lpl Financial Burlington MA 02/2023 08/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 09/2023 Present
Bank Of America, N.A. Boston MA 11/2023 Present
Bank Of America, N.A. Boston MA 08/2025 Present
  • 08/2021 → 02/2023
    Smb Financial Strategies Llc
    Burlington, MA
  • 07/2021 → 08/2023
    Coldwell Banker
    Cambridge, MA
  • 08/2018 → 09/2021
    Luminainfinite.cOm
    Somerville, MA
  • 09/2014 → 08/2018
    Wildflower Schools
    Cambridge, MA
  • 02/2023 → 08/2023
    Lpl Financial
    Burlington, MA
  • 09/2023 → Present
    Boston, MA
  • 11/2023 → Present
    Bank Of America, N.A.
    Boston, MA
  • 08/2025 → Present
    Bank Of America, N.A.
    Boston, MA
Previous Registrations
Other Businesses

I*1556255 For profit or not for profit: Entity For Profit Name of outside business organization: Coldwell Banker Realty Cambridge Investment related: Y Address of business: Cambridge, Massachusetts, 02138-1804, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 10/31/2023 Number of hours devoted: 10 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , No reponsibilities, I hold the license for personal use only. I attest that I will only use the license for: 1. Transactions involving personally owned property or property owned by my immediate family; 2. I will not receive compensation for business referrals; and 3. I am prohibited from purchasing Bank Controlled Properties, directly from Bank of America, or as part of a short sale transaction.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-15
  • S66 Uniform Combined State Law Examination
    2023-02-15
Other Names
  • Lumina Gershfield Cordova
  • Julie L Gershfield

View on SEC IAPD

More in Somerville, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor