Monarch Bhatt

Current Employers

Ascent Fintech Llc

Carol Stream, IL • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-02-15
IL	RA	APPROVED	2021-09-21

TX RA
APPROVED_RES

Since 2022-02-15
IL RA
APPROVED

Since 2021-09-21

Branch Locations

Carol Stream, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ascent Fintech Llc	Glendale Heights	IL	05/2021	Present
Ascent Infotech Llc	Glendale Heights	IL	07/2021	Present
Roadrunner Transportation Services	Downers Grove	IL	03/2021	Present
Mbtac Financial Services, Llc	Carpentersville	IL	07/2020	08/2021
Inland Real Estate Group	Oak Brook	IL	12/2018	06/2020
Mbtac Llp	Carol Stream	IL	12/2018	12/2020
Full Time Student	Chicago	IL	07/2016	12/2018
Oak 22 Partners	Woodridge	IL	03/2019	12/2020

05/2021 → Present

Ascent Fintech Llc

Glendale Heights, IL
07/2021 → Present

Ascent Infotech Llc

Glendale Heights, IL
03/2021 → Present

Roadrunner Transportation Services

Downers Grove, IL
07/2020 → 08/2021

Mbtac Financial Services, Llc

Carpentersville, IL
12/2018 → 06/2020

Inland Real Estate Group

Oak Brook, IL
12/2018 → 12/2020

Mbtac Llp

Carol Stream, IL
07/2016 → 12/2018

Full Time Student

Chicago, IL
03/2019 → 12/2020

Oak 22 Partners

Woodridge, IL

Other Businesses

Roadrunner Transportation Services; 03/2021; Downers Grove, IL; Senior Financial Analyst; Shipping & Logistics company; Non-Investment Related; 160 hrs/month devoted to activity, including during trading hours. Ascent Infotech LLC; 07/2021; Glendale Heights, IL; Executive Vice President; IT services business; Non-Investment Related; Minimal amount of time devoted to this activity.

Designations