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Owen Yiran Xie

Ubs Financial Services Inc.

San Francisco, CA

San Francisco, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-14
  • CA RA
    APPROVED
    Since 2022-01-14

Branch Locations

555 California Street 33Rd Floor, San Francisco, CA 94104 • United States

555 California Street 32Nd Floor/ Suite 3200, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Natixis Investment Advisors San Francisco CA 03/2019 07/2021
Ubs Financial Services San Francisco CA 08/2021 Present
Symphony Asset Management San Francisco CA 06/2018 11/2019
Student Berkeley CA 01/2011 05/2018
  • 03/2019 → 07/2021
    Natixis Investment Advisors
    San Francisco, CA
  • 08/2021 → Present
    Ubs Financial Services
    San Francisco, CA
  • 06/2018 → 11/2019
    Symphony Asset Management
    San Francisco, CA
  • 01/2011 → 05/2018
    Student
    Berkeley, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-14
  • S66 Uniform Combined State Law Examination
    2022-01-14

View on SEC IAPD

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DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
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RBC SECURITIES, INC · SAN FRANCISCO, CA
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