Vincent J Sommese

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-03-29
TX	RA	APPROVED_RES	2022-10-05
CA	RA	APPROVED	2022-09-13

NY RA
APPROVED

Since 2023-03-29
TX RA
APPROVED_RES

Since 2022-10-05
CA RA
APPROVED

Since 2022-09-13

Branch Locations

4309 Hacienda Drive Suite 200, Pleasanton, CA 94588 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Pleasanton	CA	10/2021	Present
Oakland Athletics	Oakland	CA	05/2021	07/2021
People 1St It	San Francisco	CA	09/2020	12/2020
Unemployed	Martinez	CA	01/2021	04/2021
Unemployed	Martinez	CA	12/2019	09/2020
Full-Time Education	Eugene	OR	01/2005	12/2019
Metro Lafayette Llc	Lafayette	CA	07/2017	08/2019

10/2021 → Present

Morgan Stanley Smith Barney Llc

Pleasanton, CA
05/2021 → 07/2021

Oakland Athletics

Oakland, CA
09/2020 → 12/2020

People 1St It

San Francisco, CA
01/2021 → 04/2021

Unemployed

Martinez, CA
12/2019 → 09/2020

Unemployed

Martinez, CA
01/2005 → 12/2019

Full-Time Education

Eugene, OR
07/2017 → 08/2019

Metro Lafayette Llc

Lafayette, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-09-12

S66 Uniform Combined State Law Examination

2022-09-12

Other Names

Vince Sommese