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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2022-09-29 |
| TX | RA | APPROVED_RES | 2015-08-07 |
| AZ | RA | APPROVED | 2012-10-23 |
Branch Locations
16155 North 83Rd Avenue Suite 100, Peoria, AZ 85382 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Peoria | AZ | 10/2012 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
(1) 161900 - AJ Capital LLC / Investment Related / Phoenix, AZ / Retail, Online Stores / Sole Proprietor, Owner / Start 18-July-2022 / During business hours: 0 / After business hours: 20 / Accounting, Bookkeeping, Sales and Marketing. (2) 445294 - SLE MED SPA PLLC / Investment Related / Phoenix, AZ / Hospital, Healthcare / Partner / Start 02-August-2022 / During business hours: 0 / After business hours: 8 / Business Development and Growth, Accounting, Bookkeeping.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-06 |
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