Best Investors Account Sign in

Anthony John Deguzman Esguerra

Morgan Stanley

Peoria, AZ

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2022-09-29
TX RA APPROVED_RES 2015-08-07
AZ RA APPROVED 2012-10-23
  • WY RA
    APPROVED
    Since 2022-09-29
  • TX RA
    APPROVED_RES
    Since 2015-08-07
  • AZ RA
    APPROVED
    Since 2012-10-23

Branch Locations

16155 North 83Rd Avenue Suite 100, Peoria, AZ 85382 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Peoria AZ 10/2012 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 10/2012 → Present
    Morgan Stanley Smith Barney Llc
    Peoria, AZ
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2011-01-03 → 2012-10-08
    Scottsdale, AZ
    Sun City, AZ
    Sun City, AZ
    Peoria, AZ
    Sun City, AZ
  • 2008-03-11 → 2011-01-03
    Wells Fargo Investments, Llc
    Sun City, AZ
    Scottsdale, AZ
    Glendale, AZ
Other Businesses

(1) 161900 - AJ Capital LLC / Investment Related / Phoenix, AZ / Retail, Online Stores / Sole Proprietor, Owner / Start 18-July-2022 / During business hours: 0 / After business hours: 20 / Accounting, Bookkeeping, Sales and Marketing. (2) 445294 - SLE MED SPA PLLC / Investment Related / Phoenix, AZ / Hospital, Healthcare / Partner / Start 02-August-2022 / During business hours: 0 / After business hours: 8 / Business Development and Growth, Accounting, Bookkeeping.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-23
S63 Uniform Securities Agent State Law Examination 2005-06-06
  • S66 Uniform Combined State Law Examination
    2008-02-23
  • S63 Uniform Securities Agent State Law Examination
    2005-06-06
Other Names
  • A J Esguerra
  • Anthony John Esquerra

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Peoria, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor