Edward Charles Atherton

Ameriprise Financial Services, LLC

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Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-03-21

TX RA
APPROVED_RES

Since 2025-03-21

Branch Locations

Roswell, GA • United States

11175 Cicero Dr Ste 450, Alpharetta, GA 30022-1166 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
E*Trade Securities Llc	Alpharetta	GA	08/2021	09/2023
Hop Alley	Atlanta	GA	07/2015	09/2016
Maven Restaurant Group	Alpharetta	GA	10/2016	08/2021
Community Donuts	Oxford	MS	01/2017	05/2018
Oakhurst Home Solution	Atlanta	GA	05/2020	09/2020
Oxford Grill House	Oxford	MS	04/2021	05/2021
Morgan Stanley	Alpharetta	GA	01/2023	03/2024
Morgan Stanley	Alpharetta	GA	09/2023	03/2024
Ameriprise Financial Services, Llc	Alpharetta	GA	03/2024	Present

08/2021 → 09/2023

E*Trade Securities Llc

Alpharetta, GA
07/2015 → 09/2016

Hop Alley

Atlanta, GA
10/2016 → 08/2021

Maven Restaurant Group

Alpharetta, GA
01/2017 → 05/2018

Community Donuts

Oxford, MS
05/2020 → 09/2020

Oakhurst Home Solution

Atlanta, GA
04/2021 → 05/2021

Oxford Grill House

Oxford, MS
01/2023 → 03/2024

Morgan Stanley

Alpharetta, GA
09/2023 → 03/2024

Morgan Stanley

Alpharetta, GA
03/2024 → Present

Ameriprise Financial Services, Llc

Alpharetta, GA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2023-01-20

S63 Uniform Securities Agent State Law Examination

2023-01-20

Other Names

Edward Charles Atherton
Eddy Charles Atherton

View on SEC IAPD

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