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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-03-21
  • IL RA
    APPROVED
    Since 2024-03-21

Branch Locations

1928 West Fulton #3, Chicago, IL 60612 • United States

1200 Harger Road Suite 325, Oak Brook, IL 60523 • United States

15321 S 94Th Ave Ste 100, Orland Park, IL 60462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Delaware North Sportservice Chicago IL 04/2015 02/2022
Intl Fcstone Financial Inc. Chicago IL 05/2018 08/2018
Cibc Bank Usa Worth/Chicago IL 05/2019 08/2019
Lake Effect Power Sports Benton Harbor MI 04/2020 08/2020
Student Palos Heights IL 01/2012 05/2021
Megent Financial Orland Park IL 07/2021 Present
Cetera Advisors St Cloud MN 07/2021 02/2022
Cetera Advisors Llc St Cloud MN 02/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
Delaware North Sportservice Chicago IL 03/2024 Present
  • 04/2015 → 02/2022
    Delaware North Sportservice
    Chicago, IL
  • 05/2018 → 08/2018
    Intl Fcstone Financial Inc.
    Chicago, IL
  • 05/2019 → 08/2019
    Cibc Bank Usa
    Worth/Chicago, IL
  • 04/2020 → 08/2020
    Lake Effect Power Sports
    Benton Harbor, MI
  • 01/2012 → 05/2021
    Student
    Palos Heights, IL
  • 07/2021 → Present
    Megent Financial
    Orland Park, IL
  • 07/2021 → 02/2022
    Cetera Advisors
    St Cloud, MN
  • 02/2022 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 03/2024 → Present
    Schaumburg, IL
  • 03/2024 → Present
    Delaware North Sportservice
    Chicago, IL
Other Businesses

1. NAME OF OTHER BUSINESS: MEGENT FINANCIAL INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE 07/2021, POSITION/TITLE/RELATIONSHIP: CLIENT SERVICES ASSOCIATE, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: DELAWARE NORTH SPORTSERVICE; INVESTMENT RELATED: NO ; ADDRESS: 333 W 35TH ST CHICAGO, IL 60616; NATURE OF BUSINESS: PORTABLE VENDOR; START DATE: 03/2024; POSITION/TITLE/RELATIONSHIP: PORTABLE VENDOR; APX NUMBER OF HOURS PER WEEK: 12; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PREPPING VENDOR STAND, SERVING DRINKS AND PEANUTS ON GAME DAY;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-03-03
S65 Uniform Investment Adviser Law Examination 2022-08-08
  • S63 Uniform Securities Agent State Law Examination
    2023-03-03
  • S65 Uniform Investment Adviser Law Examination
    2022-08-08
Other Names
  • Mike Mcintyre

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