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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-03-02 |
Branch Locations
5302 Pacific Ave, Stockton, CA 95207 • United States
2001 Mchenry Avenue Suite F, Modesto, CA 95350 • United States
4321 Morada Lane, Stockton, CA 95212 • United States
3202 West Grant Line Road, Tracy, CA 95304 • United States
1330 Florin Rd, Sacramento, CA 95831 • United States
9600 Bruceville Rd #102, Elk Grove, CA 95757 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sacramento Hyundai | Sacramento | CA | 09/2014 | 06/2019 |
| Golden 1 Credit Union | Sacramento | CA | 06/2019 | Present |
| Lpl Financial Llc | Sacramento | CA | 07/2021 | Present |
1)01/03/2022 - Golden 1 Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-01 |
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