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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-14
TX RA APPROVED 2023-10-04
CA RA APPROVED 2023-09-21
  • NY RA
    APPROVED
    Since 2025-07-14
  • TX RA
    APPROVED
    Since 2023-10-04
  • CA RA
    APPROVED
    Since 2023-09-21

Branch Locations

12830 El Camino Real, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tmobile Encinitas CA 11/2019 08/2021
Wings Media Network Santa Fe NM 07/2012 11/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2021 12/2022
Northwestern Mutual Investment Services Llc Carlsbad CA 09/2021 04/2023
Northwestern Mutual Wealth Management Company Milwaukee WI 12/2021 12/2022
Leonard C Wright San Diego CA 12/2022 04/2023
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2023 04/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 07/2023 Present
Bank Of America N.A. San Diego CA 09/2023 Present
  • 11/2019 → 08/2021
    Tmobile
    Encinitas, CA
  • 07/2012 → 11/2019
    Wings Media Network
    Santa Fe, NM
  • 09/2021 → 12/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2021 → 04/2023
    Carlsbad, CA
  • 12/2021 → 12/2022
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 12/2022 → 04/2023
    Leonard C Wright
    San Diego, CA
  • 02/2023 → 04/2023
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 07/2023 → Present
    San Diego, CA
  • 09/2023 → Present
    Bank Of America N.A.
    San Diego, CA
Previous Registrations
Other Businesses

I*1416259, Entity Type: Entity For Profit, Name of OBA: Daghda Services LLC, Address: Encinitas, California 92024, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 09/16/2021, No Hours: 0, No Hours during trading: 0, Duties: Previous Business

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-12
  • S66 Uniform Combined State Law Examination
    2021-11-12
Other Names
  • Kellen Bonnafoux

View on SEC IAPD

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