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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2021-09-08 |
Branch Locations
151 Major Reynolds Place, Knoxville, TN 37919 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St Cloud | MN | 08/2021 | Present |
| Regions Bank | Knoxville | TN | 08/2018 | Present |
| Alumni Hall | Knoxville | TN | 08/2010 | 08/2018 |
| Cetera Investment Advisers Llc | Knoxville | TN | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-19 |
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