Samuel J Lewis

Current Employers

Sjl Financial Llc

Wilmington, DE • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-11-20
DE	RA	APPROVED	2021-12-01

TX RA
APPROVED_RES

Since 2023-11-20
DE RA
APPROVED

Since 2021-12-01

Branch Locations

Wilmington, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Delaware Air National Guard (Active Duty Status)	New Castle	DE	02/2012	Present

02/2012 → Present

Delaware Air National Guard (Active Duty Status)

New Castle, DE

Other Businesses

Name of the other business: Delaware Air National Guard Investment-related: No Address of the other business: Nature of the other business: Active Guard Reserve Title, or relationship with the other business: Recruiting Superintendent Start date of your relationship: 02/2012 Approximate number of hours/month you devote to the other business: 30-40 hours per week Number of hours you devote to the other business during securities trading hours: 16.5-22 hours per week Duties relating to the other business: Manage the Recruiting and Retention team for Delaware Air National Guard

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-07-27

S65 Uniform Investment Adviser Law Examination

2020-07-27

Designations

View on SEC IAPD