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Elicia Martalena Flores

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Jose, CA

San Jose, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-18
CA RA APPROVED 2023-07-27
  • TX RA
    APPROVED
    Since 2023-09-18
  • CA RA
    APPROVED
    Since 2023-07-27

Branch Locations

San Jose, CA • United States

560 S Winchester Blvd, San Jose, CA 95128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. San Jose CA 08/2018 07/2021
Jpmorgan Chase Bank, N.A. San Jose CA 07/2021 11/2022
College Nannies & Tutors Los Gatos CA 05/2017 02/2019
Bank Of The West San Jose CA 08/2016 05/2017
Vw Squared Llc Los Gatos CA 05/2017 07/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 12/2022 Present
Bank Of America, N.A. Mountain View CA 06/2023 Present
  • 08/2018 → 07/2021
    Jpmorgan Chase Bank, N.A.
    San Jose, CA
  • 07/2021 → 11/2022
    Jpmorgan Chase Bank, N.A.
    San Jose, CA
  • 05/2017 → 02/2019
    College Nannies & Tutors
    Los Gatos, CA
  • 08/2016 → 05/2017
    Bank Of The West
    San Jose, CA
  • 05/2017 → 07/2019
    Vw Squared Llc
    Los Gatos, CA
  • 12/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Jose, CA
  • 06/2023 → Present
    Bank Of America, N.A.
    Mountain View, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-21
S63 Uniform Securities Agent State Law Examination 2021-09-17
  • S66 Uniform Combined State Law Examination
    2023-07-21
  • S63 Uniform Securities Agent State Law Examination
    2021-09-17
Other Names
  • Elicia Flores
  • Elicia M Flores

View on SEC IAPD

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