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Thomas Alexander Burns

Rockefeller Financial LLC

Los Angeles, CA

Walnut Creek, CA

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-04
CA RA APPROVED 2026-02-02
  • TX RA
    APPROVED
    Since 2026-08-04
  • CA RA
    APPROVED
    Since 2026-02-02

Branch Locations

1900 Ave Of The Stars Suite 1000, Los Angeles, CA 90067 • United States

1850 Mt Diablo Boulevard - Suite 300, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockefeller Financial Llc Walnut Creek CA 12/2024 Present
Goldman Sachs Salt Lake City UT 11/2022 10/2024
Prince Perelson & Associates Or Perelson Temporary Staffing Salt Lake City UT 07/2021 10/2022
Westminster College (Now Westminster University) Salt Lake City UT 08/2017 05/2021
Lansing Catholic High School Lansing MI 08/2013 05/2017
  • 12/2024 → Present
    Rockefeller Financial Llc
    Walnut Creek, CA
  • 11/2022 → 10/2024
    Goldman Sachs
    Salt Lake City, UT
  • 07/2021 → 10/2022
    Prince Perelson & Associates Or Perelson Temporary Staffing
    Salt Lake City, UT
  • 08/2017 → 05/2021
    Westminster College (Now Westminster University)
    Salt Lake City, UT
  • 08/2013 → 05/2017
    Lansing Catholic High School
    Lansing, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-31
  • S66 Uniform Combined State Law Examination
    2026-01-31

View on SEC IAPD

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