Joshua Anthony Schrock

LPl Financial LLC

Mooresville, NC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-07-02
NC	RA	APPROVED	2022-11-04
SC	RA	APPROVED	2022-11-04

TX RA
APPROVED_RES

Since 2025-07-02
NC RA
APPROVED

Since 2022-11-04
SC RA
APPROVED

Since 2022-11-04

Branch Locations

Concord, NC • United States

116 Morlake Drive, Ste 102, Mooresville, NC 28117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
W&S Brokerage	Cincinnati	OH	07/2021	08/2022
Western And Southern Life	Charlotte	NC	06/2021	08/2022
Woodmen Life	Charlotte	NC	09/2020	06/2021
Strawbridge Studios	Durham	NC	08/2009	09/2020
Lpl Financial Llc	Fort Mill	SC	08/2022	07/2026
Lpl Financial, Llc	Mooresville	NC	07/2026	Present

07/2021 → 08/2022

W&S Brokerage

Cincinnati, OH
06/2021 → 08/2022

Western And Southern Life

Charlotte, NC
09/2020 → 06/2021

Woodmen Life

Charlotte, NC
08/2009 → 09/2020

Strawbridge Studios

Durham, NC
08/2022 → 07/2026

Lpl Financial Llc

Fort Mill, SC
07/2026 → Present

Lpl Financial, Llc

Mooresville, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-10-28
S63	Uniform Securities Agent State Law Examination	2021-09-23

S66 Uniform Combined State Law Examination

2022-10-28
S63 Uniform Securities Agent State Law Examination

2021-09-23

View on SEC IAPD

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