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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-07-18
MD RA APPROVED 2023-01-07
  • NC RA
    APPROVED
    Since 2024-07-18
  • MD RA
    APPROVED
    Since 2023-01-07

Branch Locations

Charlotte, NC • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T.ROwe Price Owings Mills MD 07/2021 04/2022
Maryland Medical Society Baltimore MD 03/2021 07/2021
Downtown Locker Room Columbia SC 08/2020 02/2021
Let's Move Fulton MD 05/2018 08/2018
University Of South Carolina Columbia SC 08/2017 05/2021
Atholton High School Columbia MD 08/2013 06/2017
Lpl Financial Llc New Market MD 05/2022 08/2024
Wealth Enhancement Brokerage Services Charlotte NC 05/2022 Present
Wealth Enhancement Group Charlotte NC 05/2022 Present
Wealth Enhancement Advisory Services Charlotte NC 10/2022 Present
  • 07/2021 → 04/2022
    T.ROwe Price
    Owings Mills, MD
  • 03/2021 → 07/2021
    Maryland Medical Society
    Baltimore, MD
  • 08/2020 → 02/2021
    Downtown Locker Room
    Columbia, SC
  • 05/2018 → 08/2018
    Let's Move
    Fulton, MD
  • 08/2017 → 05/2021
    University Of South Carolina
    Columbia, SC
  • 08/2013 → 06/2017
    Atholton High School
    Columbia, MD
  • 05/2022 → 08/2024
    Lpl Financial Llc
    New Market, MD
  • 05/2022 → Present
    Wealth Enhancement Brokerage Services
    Charlotte, NC
  • 05/2022 → Present
    Wealth Enhancement Group
    Charlotte, NC
  • 10/2022 → Present
    Wealth Enhancement Advisory Services
    Charlotte, NC
Other Businesses

Wealth Enhancement Advisory services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date - 05/02/2022 - 100 Hours Per Month - I provide administrative support to Wealth Enhancement Advisory Services, an independent investment advisor firm. I started this business activity in 05/2022 expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-06
S63 Uniform Securities Agent State Law Examination 2022-01-12
  • S65 Uniform Investment Adviser Law Examination
    2023-01-06
  • S63 Uniform Securities Agent State Law Examination
    2022-01-12

View on SEC IAPD

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