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Current Employers
Aegis Wealth Management, Inc.

317 State Street, Guthrie Center, IA 50115 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-07-28
  • FL RA
    APPROVED
    Since 2021-07-28

Branch Locations

3539 Sw Corporate Parkway, Palm City, FL 34990 • United States

317 State Street, Guthrie Center, IA 50115 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aegis Wealth Management Guthrie Center IA 07/2021 Present
Palm City Physical Therapy, Inc. Palm City FL 10/2010 03/2020
Osprey Retirement Solutions Palm City FL 01/2015 Present
  • 07/2021 → Present
    Aegis Wealth Management
    Guthrie Center, IA
  • 10/2010 → 03/2020
    Palm City Physical Therapy, Inc.
    Palm City, FL
  • 01/2015 → Present
    Osprey Retirement Solutions
    Palm City, FL
Other Businesses

1.) Osprey Retirement, investment related, 705 SW Wisper Bay Dr., Palm City, FL 34990, Life Insurance, Annuities, Retirement Planning. duties: clerical/admin. starting 01/2015, PRN hrs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-20
  • S65 Uniform Investment Adviser Law Examination
    2021-07-20

View on SEC IAPD

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