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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2025-01-23 |
Branch Locations
18881 West Dodge Road, Suite 160E, Elkhorn, NE 68022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Roland And Associates | Omaha | NE | 02/2020 | 02/2021 |
| Metro Omaha Medical Society | Omaha | NE | 11/2014 | 12/2019 |
| Pacific Life | Omaha | NE | 07/2021 | 08/2022 |
| Unemployed | Omaha | NE | 03/2021 | 06/2021 |
| Wells Fargo Clearing Services, Llc | Omaha | NE | 10/2022 | 01/2025 |
| Wells Fargo Bank, Na | Omaha | NE | 10/2022 | 01/2025 |
| Rw Baird | Omaha | NE | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 2022-01-20 |
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