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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2025-01-23
  • NE RA
    APPROVED
    Since 2025-01-23

Branch Locations

18881 West Dodge Road, Suite 160E, Elkhorn, NE 68022 • United States

Omaha, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Roland And Associates Omaha NE 02/2020 02/2021
Metro Omaha Medical Society Omaha NE 11/2014 12/2019
Pacific Life Omaha NE 07/2021 08/2022
Unemployed Omaha NE 03/2021 06/2021
Wells Fargo Clearing Services, Llc Omaha NE 10/2022 01/2025
Wells Fargo Bank, Na Omaha NE 10/2022 01/2025
Rw Baird Omaha NE 01/2025 Present
  • 02/2020 → 02/2021
    Roland And Associates
    Omaha, NE
  • 11/2014 → 12/2019
    Metro Omaha Medical Society
    Omaha, NE
  • 07/2021 → 08/2022
    Pacific Life
    Omaha, NE
  • 03/2021 → 06/2021
    Unemployed
    Omaha, NE
  • 10/2022 → 01/2025
    Omaha, NE
  • 10/2022 → 01/2025
    Wells Fargo Bank, Na
    Omaha, NE
  • 01/2025 → Present
    Rw Baird
    Omaha, NE
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-15
S63 Uniform Securities Agent State Law Examination 2022-01-20
  • S65 Uniform Investment Adviser Law Examination
    2022-12-15
  • S63 Uniform Securities Agent State Law Examination
    2022-01-20
Other Names
  • Frank Lastovica

View on SEC IAPD

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