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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-10 |
| LA | RA | APPROVED | 2023-11-03 |
Branch Locations
1450 William Street 3Rd Floor, Lake Charles, LA 70601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Lake Charles | LA | 08/2021 | Present |
| Lake Charles Regional Airport | Lake Charles | LA | 05/2021 | 08/2021 |
| Gigi's Downtown | Lake Charles | LA | 05/2020 | 08/2020 |
| Gray Plantation Golf Course | Lake Charles | LA | 05/2019 | 08/2019 |
| Louisiana State University | Baton Rouge | LA | 08/2017 | 05/2021 |
| Unemployed | Lake Charles | LA | 02/2011 | 05/2017 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-11-28 |
| S65 | Uniform Investment Adviser Law Examination | 2023-11-02 |
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