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Nicholas Winter

Bartlett & Co. Wealth Management LLC

Chicago, IL

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Current Employers
Bartlett & Co. Wealth Management Llc

600 Vine Street Suite 2100, Cincinnati, OH 45202-2466 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-09-12
  • IL RA
    APPROVED
    Since 2024-09-12

Branch Locations

150 South Wacker Drive Suite 3050, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
W&S Brokerage Services Cincinnati OH 09/2021 06/2022
Western & Southern Life Loveland OH 06/2021 06/2022
University Of Cincinnati Cincinnati OH 05/2020 06/2021
Fifth Third Bank Cincinnati OH 01/2020 05/2020
University Of Cincinnati Cincinnati OH 08/2019 01/2020
Lendkey Technologies Cincinnati OH 05/2019 08/2019
University Of Cincinnati Cincinnati OH 07/2017 05/2019
St. Xavier High School Cincinnati OH 07/2014 07/2017
Bartlett Wealth Management, Llc Chicago IL 06/2022 09/2024
Bartlett Wealth Management, Llc Chicago IL 09/2024 Present
  • 09/2021 → 06/2022
    W&S Brokerage Services
    Cincinnati, OH
  • 06/2021 → 06/2022
    Western & Southern Life
    Loveland, OH
  • 05/2020 → 06/2021
    University Of Cincinnati
    Cincinnati, OH
  • 01/2020 → 05/2020
    Fifth Third Bank
    Cincinnati, OH
  • 08/2019 → 01/2020
    University Of Cincinnati
    Cincinnati, OH
  • 05/2019 → 08/2019
    Lendkey Technologies
    Cincinnati, OH
  • 07/2017 → 05/2019
    University Of Cincinnati
    Cincinnati, OH
  • 07/2014 → 07/2017
    St. Xavier High School
    Cincinnati, OH
  • 06/2022 → 09/2024
    Bartlett Wealth Management, Llc
    Chicago, IL
  • 09/2024 → Present
    Bartlett Wealth Management, Llc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-15
S63 Uniform Securities Agent State Law Examination 2022-02-11
  • S65 Uniform Investment Adviser Law Examination
    2022-04-15
  • S63 Uniform Securities Agent State Law Examination
    2022-02-11
Designations

View on SEC IAPD

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James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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