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Lakeland, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tampa Bay Capital Management Llc | Lakeland | FL | 07/2021 | Present |
| Nucleus Erudition And Research Corp | Clearwater | FL | 11/2019 | Present |
| Home Point Financial | Ann Arbor | MI | 03/2019 | 11/2019 |
| Infi Systems Llc | Clearwater | FL | 01/2017 | 01/2019 |
| Lorshi Systems Llc | Tampa | FL | 05/2014 | 12/2016 |
| Global Soft Technologies Llc | Clearwater | FL | 12/2018 | Present |
| Quantilus Inc | Celebration | FL | 10/2018 | Present |
| Nucleus Software Technologies Llc | Dover | DE | 11/2024 | Present |
Name of the outside business activity: Quantilus Inc.; Does this activity entail Service on Board of Directors for a Publicly Traded Company: No; Is the business investment related? No; Location and description of the business: 1420 Celebration Blvd, Suite 200, Celebration, FL 34747, Information Technology Consulting; Position/Title:CEO; Responsibilities/Duties: General Management of the company; Start date: 10/1/18. Hours per month devoted to the business, during trading hours:5; outside trading hours; 5. Percentage of total yearly compensation expected to be derived from the business:None; Will you receive an IRS form for the income earned from this outside business? No. Name of the outside business activity: Global Soft Technologies LLC.; Does this activity entail Service on Board of Directors for a Publicly Traded Company: No; Is the business investment related? No; Location and description of the business: 600 Cleveland Street,Ste 796, Clearwater, FL 33755. Information Technology Consulting; Position/Title:CEO; Responsibilities/Duties: General Management of the company; Start date: 12/1/18. Hours per month devoted to the business, during trading hours:10; outside trading hours; 10. Percentage of total yearly compensation expected to be derived from the business:None; Will you receive an IRS form for the income earned from this outside business? No. name; Nucleus Software Technologies LLC investment-related; NO address; 8 The Green, Suite A Dover Delaware 19901 nature business; IT Consulting position; President start date; 2024-11-09 hours/month devoted to business; 0 hours devoted to business outside securities trading hours; 5
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-19 |
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