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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-09
CA RA APPROVED 2023-03-10
  • AZ RA
    APPROVED
    Since 2023-06-09
  • CA RA
    APPROVED
    Since 2023-03-10

Branch Locations

16165 North 83Rd Ave Suite #200, Peoria, AZ 85382 • United States

20301 North Hayden Road Suite E115, Scottsdale, AZ 85255-5454 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 05/2021 Present
Miller Sports Construction Riverbank CA 06/2018 08/2020
Grand Canyon University Phoenix AZ 08/2020 04/2021
Grand Canyon University Phoenix AZ 09/2017 04/2021
N/A Modesto CA 08/2011 08/2017
Charles Schwab Bank, Ssb Phoenix AZ 03/2024 Present
  • 05/2021 → Present
    Phoenix, AZ
  • 06/2018 → 08/2020
    Miller Sports Construction
    Riverbank, CA
  • 08/2020 → 04/2021
    Grand Canyon University
    Phoenix, AZ
  • 09/2017 → 04/2021
    Grand Canyon University
    Phoenix, AZ
  • 08/2011 → 08/2017
    N/A
    Modesto, CA
  • 03/2024 → Present
    Charles Schwab Bank, Ssb
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-10
S63 Uniform Securities Agent State Law Examination 2021-09-24
  • S66 Uniform Combined State Law Examination
    2023-03-10
  • S63 Uniform Securities Agent State Law Examination
    2021-09-24

View on SEC IAPD

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