Thomas Nolan Terrell Moore

Current Employers

Rwm Capital, Llc

1600 Highway 6 Suite 340, Sugar Land, TX 77478 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2024-12-03
LA	RA	APPROVED	2023-10-06
MS	RA	APPROVED	2023-10-06
TX	RA	APPROVED	2023-10-06

AL RA
APPROVED

Since 2024-12-03
LA RA
APPROVED

Since 2023-10-06
MS RA
APPROVED

Since 2023-10-06
TX RA
APPROVED

Since 2023-10-06

Branch Locations

1600 Highway 6 Suite 340, Sugar Land, TX 77478 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Company	Mobile	AL	07/2021	06/2022
Nylife Securites Llc	Mobile	AL	02/2022	06/2022
D.R. Horton	Daphne	AL	05/2021	07/2021
Unemployed	Baton Rouge	LA	03/2020	04/2021
Mississippi State Athletic Department	Starkville	MS	09/2019	02/2020
Daryl May Builders	Baton Rouge	LA	06/2018	08/2019
Mississippi State University	Starkville	MS	04/2017	04/2018
University Lab School	Baton Rouge	LA	08/2003	03/2017
Roberts Wealth Management	Mobile	AL	07/2022	Present
Foundations Investment Advisors, Llc	Mobile	AL	11/2022	10/2024
Rwm Capital, Llc	Sugar Land	TX	09/2023	Present

07/2021 → 06/2022

New York Life Insurance Company

Mobile, AL
02/2022 → 06/2022

Nylife Securites Llc

Mobile, AL
05/2021 → 07/2021

D.R. Horton

Daphne, AL
03/2020 → 04/2021

Unemployed

Baton Rouge, LA
09/2019 → 02/2020

Mississippi State Athletic Department

Starkville, MS
06/2018 → 08/2019

Daryl May Builders

Baton Rouge, LA
04/2017 → 04/2018

Mississippi State University

Starkville, MS
08/2003 → 03/2017

University Lab School

Baton Rouge, LA
07/2022 → Present

Roberts Wealth Management

Mobile, AL
11/2022 → 10/2024

Foundations Investment Advisors, Llc

Mobile, AL
09/2023 → Present

Rwm Capital, Llc

Sugar Land, TX

Previous Registrations

2022-11-07 → 2024-10-30

Foundations Investment Advisors Llc

Phoenix, AZ

Mobile, AL

Pensacola, FL

Other Businesses

(1) 07/11/2022 - Roberts Wealth Management, LLC - Investment Related - 1650 Highway 6 - Suite 250, Sugar Land, TX 77478; Independent Insurance Agent and Tax Specialist; Approx. 80 hours/mo. during trading hours; Insurance, Tax and Financial Planning Services; Duties include providing insurance and annuity solutions, tax/financial planning, and reviewing plans with clients.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-11-07

S65 Uniform Investment Adviser Law Examination

2022-11-07

Other Names

Thomas Nolan Terrell Moore

View on SEC IAPD