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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-12-15 |
Branch Locations
Los Angeles, CA • United States
7561 Center Ave Ste 17, Huntington Beach, CA 92647 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Huntington Beach | CA | 04/2014 | 10/2017 |
| Securities America Inc | Huntington Beach | CA | 10/2017 | 11/2021 |
| Securities America Advisors | Huntington Beach | CA | 10/2017 | 11/2021 |
| Lpl Financial, Llc | Los Angeles | CA | 12/2021 | Present |
1. 07/01/2021 - SPARK FINANCIAL LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ LOS ANGELES, CA 2. 10/01/2019 - MARCY & KYLE PATERIK/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 2439 HAVERHILL DR, LOS ANGELES, CA 90065 3. 09/17/2024 - Spark Financial LLC - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 09/06/2024 - 10 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-27 |
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