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Current Employers
Twin Peaks Wealth Advisors

San Francisco, CA • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-10
CA RA APPROVED 2023-01-04
  • TX RA
    APPROVED
    Since 2024-01-10
  • CA RA
    APPROVED
    Since 2023-01-04

Branch Locations

1 Daniel Burnham Ct Apt 107, San Francisco , CA 94109 • United States

Burlingame, CA • United States

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Saint Paul MN 11/2016 05/2017
Olam Spice Vegetables Hanford CA 08/2016 10/2016
University Of Minnesota Saint Paul MN 06/2017 12/2017
University Of Florida Gainsville FL 01/2018 12/2018
Swing Education San Francisco CA 01/2019 05/2021
Lpl Financial Los Angeles CA 06/2021 02/2022
Twin Peaks Wealth Advisors, Llc San Francisco CA 03/2022 Present
  • 11/2016 → 05/2017
    Unemployed
    Saint Paul, MN
  • 08/2016 → 10/2016
    Olam Spice Vegetables
    Hanford, CA
  • 06/2017 → 12/2017
    University Of Minnesota
    Saint Paul, MN
  • 01/2018 → 12/2018
    University Of Florida
    Gainsville, FL
  • 01/2019 → 05/2021
    Swing Education
    San Francisco, CA
  • 06/2021 → 02/2022
    Lpl Financial
    Los Angeles, CA
  • 03/2022 → Present
    Twin Peaks Wealth Advisors, Llc
    San Francisco, CA
Other Businesses

1) Self. Investment Related. 1 Daniel Burnham Ct Apt 713, San Francisco, CA 94109 - Non-Variable Insurance - Agent - Start Date: 02/14/2022 - 10 Hours Per Month/0 Hour During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-27
  • S65 Uniform Investment Adviser Law Examination
    2022-12-27

View on SEC IAPD

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