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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-18 |
| CA | RA | APPROVED | 2025-03-31 |
Branch Locations
Redondo Beach, CA • United States
21701 Hawthorne Blvd, Torrance, CA 90503-7001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo | San Francisco | CA | 09/2019 | 04/2021 |
| University Of California San Francisco Medical Center | San Francisco | CA | 01/2019 | 06/2019 |
| Starbucks Coffee | San Francisco | CA | 09/2013 | 06/2019 |
| Unemployed | San Francisco | CA | 07/2019 | 08/2019 |
| Unemployed | Panorama City | CA | 05/2021 | 08/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2021 | 01/2022 |
| Northwestern Mutual Investment Services Llc | Los Angeles | CA | 09/2021 | 01/2022 |
| Fidelity Investments | Seal Beach | CA | 01/2022 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 2022-05-20 |
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