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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-26 |
Branch Locations
200 California Street Floor 01, San Francisco, CA 94111-4344 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | San Francisco | CA | 07/2021 | Present |
| Vespera On Ocean | Pismo Beach | CA | 07/2020 | 12/2020 |
| Inn At The Pier | Pismo Beach | CA | 06/2020 | 07/2020 |
| Mistura | San Luis Obispo | CA | 02/2020 | 03/2020 |
| Granada Hotel And Bistro | San Luis Obispo | CA | 08/2018 | 01/2020 |
| Eureka Burger | San Luis Obispo | CA | 08/2017 | 02/2019 |
| Creeky Tiki | San Luis Obispo | CA | 03/2015 | 06/2017 |
| N/A | San Luis Obispo | CA | 09/2013 | 06/2020 |
| N/A | Pismo Beach | CA | 12/2020 | 04/2021 |
| Td Ameritrade | Austin | TX | 12/2022 | 06/2024 |
| Charles Schwab Bank Ssb | San Francisco | CA | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2021-12-03 |
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