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Peggy Sue Christensen

Wells Fargo Clearing Services, LLC

Bloomington, MN

Tarpon Springs, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-05
CA RA APPROVED 2011-01-03
  • MN RA
    APPROVED
    Since 2013-11-05
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

7900 Xerxes Ave S 1St Fl, Bloomington, MN 55431 • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank N.A./ Marquette Minnetonka MN 09/2000 Present
Wells Fargo Advisors Llc Minnetonka MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Minnetonka MN 11/2016 Present
  • 09/2000 → Present
    Wells Fargo Bank N.A./ Marquette
    Minnetonka, MN
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Minnetonka, MN
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Minnetonka, MN
Previous Registrations
  • 2008-03-27 → 2011-01-03
    Wells Fargo Investments, Llc
    Minnetonka, MN
Other Businesses

EXECUTOR FOR MOTHER; NON INV RELATED; WACONIA, MN; START: 4/9/18; 1 HR/MO; 0 DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-26
  • S66 Uniform Combined State Law Examination
    2008-03-26
Other Names
  • Peggy S Rezac
  • Peggy S Rezac
  • Peg S Christensen
  • Peg Christensen

View on SEC IAPD

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