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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-05-29
  • OH RA
    APPROVED
    Since 2024-05-29

Branch Locations

Lexington, OH • United States

108 North Main Street Rear Building, Mansfield, OH 44902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Mansfield OH 07/2021 11/2021
Park National Bank Mansfield OH 08/2017 05/2021
Renaissance Performing Arts Association Mansfield OH 05/2015 07/2017
Vacation Mansfield OH 05/2021 07/2021
Lincoln Financial Advisors Mansfield OH 11/2021 05/2024
Cetera Wealth Services, Llc El Segundo CA 05/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 05/2024 Present
Cleveland Financial Group Mansfield OH 07/2021 Present
  • 07/2021 → 11/2021
    Lincoln Financial Advisors
    Mansfield, OH
  • 08/2017 → 05/2021
    Park National Bank
    Mansfield, OH
  • 05/2015 → 07/2017
    Renaissance Performing Arts Association
    Mansfield, OH
  • 05/2021 → 07/2021
    Vacation
    Mansfield, OH
  • 11/2021 → 05/2024
    Lincoln Financial Advisors
    Mansfield, OH
  • 05/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 05/2024 → Present
    Schaumburg, IL
  • 07/2021 → Present
    Cleveland Financial Group
    Mansfield, OH
Previous Registrations
  • 2024-02-07 → 2024-05-29
    Osaic Fa, Inc.
    Mansfield, OH
Other Businesses

1. NAME OF OTHER BUSINESS: OHIO DISTRICT KIWANIS FOUNDATION INVESTMENT RELATED: NO ADDRESS: PO BOX 668 CIRCLEVILLE OH NATURE OF BUSINESS: BOARD MEMBER START DATE: 07/2024 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS 2. NAME OF OTHER BUSINESS: CLEVELAND FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2021 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: UNITED WAY OF RICHLAND COUNTY, INVESTMENT RELATED: NO, ADDRESS: 3 N MAIN STREET #303, MANSFIELD, OH 44902, NATURE OF BUSINESS: NON-PROFIT, START DATE: 02/2025, POSITION/TITLE/RELATIONSHIP: ALLOCATIONS COMMITTEE MEMBER, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 3, BRIEF DESCRIPTION OF DUTIES: ASSESS APPLICATIONS THAT DETAIL THE FUNDING REQUIREMENTS, PERFORMANCE GOALS, NEED FOR THE PROGRAM IN OUR COMMUNITY, AND THE ABILITY OF THE AGENCY TO DEMONSTRATE SUCCESS AND COMPETENCY IN THE PROGRAM.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-29
  • S66 Uniform Combined State Law Examination
    2024-01-29

View on SEC IAPD

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