Lawrence Anthony Napolitano

Current Employers

Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2021-08-11
TX	RA	APPROVED_RES	2021-08-03

NV RA
APPROVED

Since 2021-08-11
TX RA
APPROVED_RES

Since 2021-08-03

Branch Locations

3755 Breakthrough Way #305, Las Vegas, NV 89135 • United States

1368 Paseo Verde Pkwy Ste. 100, Henderson, NV 89012 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cornerstone Wealth Management	Henderson	NV	10/2011	Present
Kalos Capital	Alpharetta	GA	03/2016	07/2021
Independent Financial Group	Henderson	NV	08/2021	Present

10/2011 → Present

Cornerstone Wealth Management

Henderson, NV
03/2016 → 07/2021

Kalos Capital

Alpharetta, GA
08/2021 → Present

Independent Financial Group

Henderson, NV

Previous Registrations

2016-05-31 → 2021-08-02

Kalos Management

Henderson, NV

Ponte Vedra Beach, FL

Other Businesses

(1) FIG COACHING POSITION: coach NATURE: Teaching/Coaching INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2020 ADDRESS: 3755 Breakthrough Way, #305, Las Vegas NV 89135, United States DESCRIPTION: Coach and mentor (2) SOLID GOLD INC. POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2012 ADDRESS: 10360 Hawks Wing St, Las Vegas NV 89178, United States DESCRIPTION: Business Entity for Tax/Investment Purposes (3) CORNERSTONE TAX ADVISORY POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2021 ADDRESS: 3755 Breakthrough Way, #305, Las Vegas NV 89135, United States DESCRIPTION: Owner of tax prep company (4) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 02/01/2009 ADDRESS: 3755 Breakthrough Way, #305, Las Vegas NV 89135, United States DESCRIPTION: Insurance Agent (5) CORNERSTONE BUILDING I LLC POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2012 ADDRESS: 3755 Breakthrough Way, #305, Las Vegas NV 89135, United States DESCRIPTION: Owner of office building (6) CORNERSTONE WEALTH MANAGEMENT POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/01/2016 ADDRESS: 3755 Breakthrough Way, #305, Las Vegas NV 89135, United States DESCRIPTION: DBA used for marketing purposes ESTATE PLANNING SERVICES POSITION: Agent/Representative NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/15/2024 ADDRESS: 1368 Paseo Verde Pkwy, Ste. 100, Henderson NV 89012, United States DESCRIPTION: Through a third party, Estate Guru, we offer trust services to establish a revocable living trust. We gather the client's information, refer them to Estate Guru, and Cornerstone does not generate revenue for this.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-05-25
S63	Uniform Securities Agent State Law Examination	2005-10-19

S66 Uniform Combined State Law Examination

2016-05-25
S63 Uniform Securities Agent State Law Examination

2005-10-19

View on SEC IAPD