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Alexander P Hendricks

J.P. Morgan Securities LLC

Palo Alto, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-16
TX RA APPROVED 2024-01-16
  • CA RA
    APPROVED
    Since 2024-01-16
  • TX RA
    APPROVED
    Since 2024-01-16

Branch Locations

3223 Hanover St Floor 01, Palo Alto, CA 94304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Tempe AZ 06/2021 Present
Jpmorgan Securities Llc Tempe AZ 06/2021 Present
Northern Trust Tempe AZ 08/2016 06/2021
  • 06/2021 → Present
    Jpmorgan Chase Bank Na
    Tempe, AZ
  • 06/2021 → Present
    Jpmorgan Securities Llc
    Tempe, AZ
  • 08/2016 → 06/2021
    Northern Trust
    Tempe, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-08
S63 Uniform Securities Agent State Law Examination 2021-10-15
  • S65 Uniform Investment Adviser Law Examination
    2024-01-08
  • S63 Uniform Securities Agent State Law Examination
    2021-10-15
Other Names
  • Alexander Paul Hendricks

View on SEC IAPD

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