Adam Jay Goldberg

Current Employers

Assetmark, Inc.

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-09-15

CA RA
APPROVED

Since 2021-09-15

Branch Locations

Tarzana, CA • United States

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Assetmark Financial Holdings Inc	Tarzana	CA	12/2020	Present
Unemployed	Tarzana	CA	12/2019	11/2020
Dogeared	Culver City	CA	10/2018	11/2019
Unemployed	Tarzana	CA	04/2018	09/2018
Strategic Partners	Chatsworth	CA	02/2016	03/2018
Assetmark Brokerage, Llc	Tarzana	CA	06/2021	Present

12/2020 → Present

Assetmark Financial Holdings Inc

Tarzana, CA
12/2019 → 11/2020

Unemployed

Tarzana, CA
10/2018 → 11/2019

Dogeared

Culver City, CA
04/2018 → 09/2018

Unemployed

Tarzana, CA
02/2016 → 03/2018

Strategic Partners

Chatsworth, CA
06/2021 → Present

Assetmark Brokerage, Llc

Tarzana, CA

Other Businesses

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 12/2020 - 160 HRS / MONTHLY, ADVISOR SUCCESS CONSULTANT OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2022-08-19
S65	Uniform Investment Adviser Law Examination	2021-09-15

S63 Uniform Securities Agent State Law Examination

2022-08-19
S65 Uniform Investment Adviser Law Examination

2021-09-15