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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-15
NJ RA APPROVED 2023-04-12
  • TX RA
    APPROVED_RES
    Since 2023-05-15
  • NJ RA
    APPROVED
    Since 2023-04-12

Branch Locations

2200 Fletcher Ave, Fort Lee, NJ 07024 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bergenfield NJ 07/2022 Present
New York Life Insurance Company New York NY 08/2021 07/2022
Unemployed Edgewater NJ 09/2020 08/2021
Crt Contracting And Coatings, Inc Ridgefield Park NJ 06/2019 09/2020
Your World, Llc Brooklyn NY 01/2017 06/2019
Unemployed Bronx NY 07/2016 01/2017
Bank Of America, N.A. Bergenfield NJ 02/2023 Present
  • 07/2022 → Present
    Bergenfield, NJ
  • 08/2021 → 07/2022
    New York Life Insurance Company
    New York, NY
  • 09/2020 → 08/2021
    Unemployed
    Edgewater, NJ
  • 06/2019 → 09/2020
    Crt Contracting And Coatings, Inc
    Ridgefield Park, NJ
  • 01/2017 → 06/2019
    Your World, Llc
    Brooklyn, NY
  • 07/2016 → 01/2017
    Unemployed
    Bronx, NY
  • 02/2023 → Present
    Bank Of America, N.A.
    Bergenfield, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-10
  • S66 Uniform Combined State Law Examination
    2023-04-10
Other Names
  • Maurice Jonathan Andrade

View on SEC IAPD

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