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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-11-20
  • NY RA
    APPROVED
    Since 2025-11-20

Branch Locations

Brooklyn, NY • United States

399 Park Ave., 39Th Floor, New York, NY 10022 • United States

1230 Peachtree St., Ne. Suite 2300, Atlanta, GA 30309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waukee High School Waukee IA 08/2013 05/2017
University Of Iowa Iowa City IA 08/2017 05/2021
Pimco Newport Beach CA 06/2020 08/2020
Pimco Investment Llc/Pacific Investment Management Company Llc New York City NY 07/2021 03/2024
Capital Group / Capital Client Group, Inc. Los Angeles CA 03/2024 02/2025
Bankers Trust Des Moines IA 05/2018 08/2018
Kidder Benefits Consultants / The Newport Group West Des Moines IA 05/2016 08/2017
Capital Group / Capital Client Group, Inc. New York NY 02/2025 03/2025
Capital Client Group, Inc. New York NY 03/2025 Present
  • 08/2013 → 05/2017
    Waukee High School
    Waukee, IA
  • 08/2017 → 05/2021
    University Of Iowa
    Iowa City, IA
  • 06/2020 → 08/2020
    Pimco
    Newport Beach, CA
  • 07/2021 → 03/2024
    Pimco Investment Llc/Pacific Investment Management Company Llc
    New York City, NY
  • 03/2024 → 02/2025
    Capital Group / Capital Client Group, Inc.
    Los Angeles, CA
  • 05/2018 → 08/2018
    Bankers Trust
    Des Moines, IA
  • 05/2016 → 08/2017
    Kidder Benefits Consultants / The Newport Group
    West Des Moines, IA
  • 02/2025 → 03/2025
    Capital Group / Capital Client Group, Inc.
    New York, NY
  • 03/2025 → Present
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-13
S63 Uniform Securities Agent State Law Examination 2022-04-30
  • S65 Uniform Investment Adviser Law Examination
    2025-11-13
  • S63 Uniform Securities Agent State Law Examination
    2022-04-30

View on SEC IAPD

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