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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-11-20 |
Branch Locations
399 Park Ave., 39Th Floor, New York, NY 10022 • United States
1230 Peachtree St., Ne. Suite 2300, Atlanta, GA 30309 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waukee High School | Waukee | IA | 08/2013 | 05/2017 |
| University Of Iowa | Iowa City | IA | 08/2017 | 05/2021 |
| Pimco | Newport Beach | CA | 06/2020 | 08/2020 |
| Pimco Investment Llc/Pacific Investment Management Company Llc | New York City | NY | 07/2021 | 03/2024 |
| Capital Group / Capital Client Group, Inc. | Los Angeles | CA | 03/2024 | 02/2025 |
| Bankers Trust | Des Moines | IA | 05/2018 | 08/2018 |
| Kidder Benefits Consultants / The Newport Group | West Des Moines | IA | 05/2016 | 08/2017 |
| Capital Group / Capital Client Group, Inc. | New York | NY | 02/2025 | 03/2025 |
| Capital Client Group, Inc. | New York | NY | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2022-04-30 |
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