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Current Employers
Capitol Securities Management, Inc.

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-01-09
  • CT RA
    APPROVED
    Since 2024-01-09

Branch Locations

1501 East Main Street Suite 101, Meriden, CT 06450 • United States

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capitol Securities Management, Inc. Glastonbury CT 05/2021 01/2024
Tufts University Medford MA 08/2019 05/2023
Choate Rosemary Hall Wallingford CT 08/2017 06/2019
Glastonbury High School Glastonbury CT 08/2014 06/2017
Capitol Securities Management, Inc. Glastonbury CT 01/2024 01/2026
Capitol Securities Management, Inc. Meriden CT 01/2026 Present
Other Businesses

Name of Business: CT River Valley Chamber of Commerce Investment-related: No Address: 25 Concord St 2nd Floor, Glastonbury, CT 06033 Nature of the other business: chamber of commerce Position, title, or relationship with the other business: Member Start date: 7/29/24 Approx # of hours/month you devote to the other business: 3 Approx #of hours/month you devote to the other business during securities trading hours:0 Describe your duties relating to the other business: attend Chamber of Commerce meetings and networking events

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-08
  • S66 Uniform Combined State Law Examination
    2024-01-08

View on SEC IAPD

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