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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-11 |
| IN | RA | APPROVED | 2024-07-02 |
| KY | RA | APPROVED | 2024-07-02 |
Branch Locations
Floyds Knobs, IN • United States
295 N Hubbards Ln Ste 204, Louisville, KY 40207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Malvern | PA | 06/2022 | 06/2024 |
| Level Four Financial | Bowling Green | KY | 06/2021 | 05/2022 |
| Us Bank | Bowling Green | KY | 05/2021 | 08/2021 |
| Finishline | Bowling Green | KY | 06/2018 | 05/2021 |
| Chase Bank | Bowling Green | KY | 12/2019 | 08/2020 |
| Foot Locker | Bowling Green | KY | 06/2017 | 06/2018 |
| Chick-Fil-A | Bowling Green | KY | 08/2015 | 11/2016 |
| South Warren High School | Bowling Green | KY | 08/2014 | 05/2018 |
| Southcentral Kentucky Community & Technical College | Bowling Green | KY | 08/2018 | 05/2020 |
| Western Kentucky University | Bowling Green | KY | 08/2020 | 05/2022 |
| Ameriprise Financial Services, Llc | Louisville | KY | 07/2024 | Present |
Business Ownership; OPM Earnings; Co-owner; Manage Ameriprise Business; 295 N Hubbards Ln, Suite 204, Louisville, KY, 40207; Investment-Related; 11/12/2025; 40 to 59 hours per month; 20 to 39 during trading hours. Outside Employment; OPM Earnings Inc; Co-owner; Manage advisory business; 295 N Hubbards Ln, Suite 204, Louisville, KY, 40207; Investment-Related; 07/01/2024; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-15 |
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