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Rudolph A Sarro

Goldman Sachs Wealth Services, L.P.

Westport, CT

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Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-08-05
  • CT RA
    APPROVED
    Since 2024-08-05

Branch Locations

55 Greens Farms Rd Ste 1, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs Albany NY 06/2021 Present
Altium Wealth Management Purchase NY 09/2019 05/2021
Liberty Mutual Insurance Westborough MA 09/2018 08/2019
Kushman And Wakefield New York NY 06/2018 08/2018
Construction Services Mamaroneck NY 06/2017 05/2018
Schooling New Fairfield CT 09/1998 05/2017
  • 06/2021 → Present
    Goldman Sachs
    Albany, NY
  • 09/2019 → 05/2021
    Altium Wealth Management
    Purchase, NY
  • 09/2018 → 08/2019
    Liberty Mutual Insurance
    Westborough, MA
  • 06/2018 → 08/2018
    Kushman And Wakefield
    New York, NY
  • 06/2017 → 05/2018
    Construction Services
    Mamaroneck, NY
  • 09/1998 → 05/2017
    Schooling
    New Fairfield, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-02
S63 Uniform Securities Agent State Law Examination 2021-08-20
  • S65 Uniform Investment Adviser Law Examination
    2024-08-02
  • S63 Uniform Securities Agent State Law Examination
    2021-08-20
Other Names
  • Rudolph A Sarro
  • Rudolph Anthony Sarro

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC

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Prashant A Joshi
ALEXANDRA EMMA LYON
STEPHANIE MARIE FRANCHINI
Karl Christian Mergenthaler
MARK C BURTON
MATTHEW STEPHEN LANDRY

Other Offices

QUORUS INC. · WESTPORT, CT
DIVYDE CAPITAL PARTNERS L.P. · WESTPORT, CT
MORGAN STANLEY · Westport, CT
EQUITABLE ADVISORS, LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
SENECA WEALTH ADVISORS, LLC · WESTPORT, CT
PARK AVENUE SECURITIES LLC · WESTPORT, CT

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