Tracee Wagner

Current Employers

Advocacy Wealth Management, Llc

3455 Peachtree Road Ne Suite 1500, Atlanta, GA 30326-3433 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-03-08

FL RA
APPROVED

Since 2022-03-08

Branch Locations

Miami Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Advocacy Wealth Management, Llc	Miami Beach	FL	08/2019	Present
Assembly Legal, F/K/A Trialworks Dba Lawex Corporation	Coral Gables	FL	06/2002	07/2019

08/2019 → Present

Advocacy Wealth Management, Llc

Miami Beach, FL
06/2002 → 07/2019

Assembly Legal, F/K/A Trialworks Dba Lawex Corporation

Coral Gables, FL

Other Businesses

Forge Consulting LLC, 11 Depot Street, Hartwell GA 30643, Non-investment related, Insurance agency, Parent company of Advocacy Wealth Management, no direct compensation, Title: Agent, started 08/2019, devote 5-10hrs/month during securities trading hours, Duties: Servicing and Placing insurance products.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-01-29

S65 Uniform Investment Adviser Law Examination

2022-01-29