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Daniel Figueroa

Morgan Stanley

Los Angeles, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-29
CA RA APPROVED 2022-07-27
  • TX RA
    APPROVED
    Since 2022-07-29
  • CA RA
    APPROVED
    Since 2022-07-27

Branch Locations

10960 Wilshire Boulevard Suite 2000, Los Angeles, CA 90024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moorpark College Moorpark CA 01/2013 05/2019
Opportunities For Learning Simi Valley CA 05/2019 08/2019
California State University - Long Beach Long Beach CA 08/2019 05/2021
Raymond James & Associates, Inc. Los Angeles CA 06/2021 03/2022
Morgan Stanley Los Angeles CA 07/2022 Present
Unemployed Los Angeles CA 03/2022 07/2022
  • 01/2013 → 05/2019
    Moorpark College
    Moorpark, CA
  • 05/2019 → 08/2019
    Opportunities For Learning
    Simi Valley, CA
  • 08/2019 → 05/2021
    California State University - Long Beach
    Long Beach, CA
  • 06/2021 → 03/2022
    Raymond James & Associates, Inc.
    Los Angeles, CA
  • 07/2022 → Present
    Morgan Stanley
    Los Angeles, CA
  • 03/2022 → 07/2022
    Unemployed
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-28
  • S66 Uniform Combined State Law Examination
    2022-01-28

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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