Kathleen Bright

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-07-26
MN	RA	APPROVED	2022-03-17

TX RA
APPROVED_RES

Since 2024-07-26
MN RA
APPROVED

Since 2022-03-17

Branch Locations

950 E Wayzata Blvd Ste 200, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mount Financial Services, Inc.	Minnetonka	MN	09/2005	06/2021
Lpl Financial, Llc	Plymouth	MN	06/2021	02/2022
Wealth Enhancement Advisory Services Llc	Plymouth	MN	07/2021	02/2022
Wells Fargo Clearing Services, Llc	Minnetonka	MN	02/2022	Present
Wells Fargo Bank, Na	Minnetonka	MN	01/2022	Present

09/2005 → 06/2021

Mount Financial Services, Inc.

Minnetonka, MN
06/2021 → 02/2022

Lpl Financial, Llc

Plymouth, MN
07/2021 → 02/2022

Wealth Enhancement Advisory Services Llc

Plymouth, MN
02/2022 → Present

Wells Fargo Clearing Services, Llc

Minnetonka, MN
01/2022 → Present

Wells Fargo Bank, Na

Minnetonka, MN

Other Businesses

ARAMARK, NOT INVT RELATED, MINNEAPOLIS, MN, SUITE SERVER, START DATE 11/20/2022, 10 HRS PER MONTH, 0 HRS DURING TRADING, SERVE FOOD AND BEVERAGES TO CUSTIMERS IN SUITE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-03-17

S66 Uniform Combined State Law Examination

2022-03-17

Other Names

Katie Bright
Kathleen Erin Mount
Kathleen Erin Bright

View on SEC IAPD